Compliance QA Analyst III at Referrals Only Board

Are you ready to elevate your career by joining a team dedicated to maintaining the highest standards of integrity in the financial sector? We are looking for a skilled professional to join our Compliance Operations Quality Assurance team. You will play a vital role in auditing transaction monitoring alerts and collaborating with our customer experience and compliance departments to ensure our processes remain robust and effective.

What you bring

As a Lead Compliance QA Analyst III, you will serve as a key member of our remote team, working from anywhere to drive excellence in our financial crime prevention efforts. You will be instrumental in identifying opportunities for procedural improvements and ensuring our operations align with global standards. Your core responsibilities will include:

• Conducting detailed weekly audits on complex cases and performing thorough quality assessments.
• Performing root cause analysis to identify knowledge gaps and operational themes that impact team performance.
• Collaborating with stakeholders across data analytics, operations, and financial crime units to refine workflows and implement enhanced quality assurance frameworks.

Requirements

To succeed in this role, you should possess at least 4 years of hands-on experience in audit, compliance testing, or quality assurance within the financial services industry. We are looking for someone with a strong grasp of BSA/AML regulations, including KYC and transaction monitoring systems. You should be highly analytical and organized, with the ability to work independently while managing multiple priorities. Proficiency in tools like Excel and PowerPoint is essential for creating data-driven reports and presentations. We value candidates who are self-starters, possess excellent communication skills, and are comfortable working in a fast-paced environment where you may occasionally need to work extended hours to meet critical deadlines. Fluency in English is required for this position.

What we offer

We are pleased to offer a target annual salary of ₹1,488,400 INR for this position. We believe in supporting our employees through a comprehensive work environment that prioritizes flexibility and professional growth.

• Remote work opportunities.

How to Apply

If you are passionate about compliance and eager to make a meaningful impact on our operational quality, we would love to hear from you. Please submit your application to join our team and help us continue to build a secure and transparent financial future.